<?xml version="1.0" encoding="UTF-8"?>
<ead xmlns="urn:isbn:1-931666-22-9" xmlns:xlink="http://www.w3.org/1999/xlink" xmlns:xsi="http://www.w3.org/2001/XMLSchema-instance" xsi:schemaLocation="urn:isbn:1-931666-22-9 http://www.loc.gov/ead/ead.xsd http://www.w3.org/1999/xlink http://www.loc.gov/standards/xlink/xlink.xsd" audience="external" relatedencoding="MARC21">
<eadheader audience="external" countryencoding="iso3166-1" dateencoding="iso8601" scriptencoding="iso15924" relatedencoding="MARC21" repositoryencoding="iso15511" langencoding="iso639-2b">
<eadid countrycode="US" mainagencycode="US-R-Ar" identifier="1997-112.xml">US-R-Ar-1997-112</eadid>
<filedesc>
<titlestmt>
<titleproper>Guide to the Office of the Secretary of State Katherine S. Connell records
<date type="inclusive" era="ce" calendar="gregorian" normal="1987/1993" encodinganalog="$245f">1987-1993</date>
</titleproper>

<author>Finding aid prepared by Kate Telford.</author>
</titlestmt>
<publicationstmt>
<publisher>Rhode Island State Archives</publisher>
<date era="ce" calendar="gregorian" normal="20090519" encodinganalog="260$c" type="publication">2009 May 19</date>
<address><addressline>337 Westminster Street</addressline><addressline>Providence, RI 02903</addressline><addressline>Tel: 401-222-2353</addressline><addressline>Fax: 401-222-3199</addressline><addressline><extptr xlink:actuate="onLoad" xlink:href="mailto:reference@sec.state.ri.us"/>email: reference@sec.state.ri.us</addressline></address>
</publicationstmt>
</filedesc>
<profiledesc>
<creation>Finding aid encoded by Kate Telford
<date era="ce" calendar="gregorian" normal="20090519" encodinganalog="260$c" type="publication">2009 May 19</date>
</creation>
<langusage><language langcode="eng" scriptcode="Latn">English</language></langusage>

<descrules>Finding aid based on Describing Archives: A Content Standard (DACS)</descrules>
</profiledesc>
</eadheader>

<archdesc level="collection" type="inventory" relatedencoding="MARC21">
<did>
<langmaterial>
<language langcode="eng" encodinganalog="546">English</language>
</langmaterial>
<repository encodinganalog="852">
<corpname>Rhode Island State Archives</corpname>
<address><addressline>Rhode Island State Archives</addressline><addressline>337 Westminster Street</addressline><addressline>Providence, RI 02903</addressline><addressline>Tel: 401-222-2353</addressline><addressline>Fax: 401-222-3199</addressline><addressline><extptr xlink:actuate="onLoad" xlink:href="mailto:reference@sec.state.ri.us"/>email: reference @sec.state.ri.us</addressline></address>
</repository>
<origination>
<corpname source="lcnaf" encodinganalog="110" role="creator" normal="Rhode Island. Dept. of State">Rhode Island. Dept. of State</corpname>
</origination>
<unittitle type="primary" encodinganalog="245$a">Office of the Secretary of State Katherine S. Connell records</unittitle>
<unitdate type="inclusive" era="ce" calendar="gregorian" encodinganalog="245$f" normal="1987/1993">1987-1993</unitdate>
<unittitle type="filing" encodinganalog="246$a">Office of the Secretary of State Katherine S. Connell records</unittitle>
<physdesc>
<extent encodinganalog="300$a">7.2 cubic feet other</extent>
</physdesc>
<abstract encodinganalog="520$a">The Office of the Secretary of State Katherine S. Connell records consist primarily of records of the Communications Office and the Legal Counsel.</abstract>
<unitid encodinganalog="099" countrycode="US" repositorycode="US-R-Ar" type="recordgrp">1997-112</unitid>
</did>

<bioghist encodinganalog="545">
<head>Historical note</head>
<dao xlink:href="http://dl.lib.brown.edu/bamco/graphics/BrownLogo.jpg"/>
<p>The Secretary of State is the General Recording Officer and serves as the Secretary of the Senate; prepares all ballot labels and maintains the Central Voter Registry, keeps all corporate records, registers notaries, administers the Commercial Code, has custody of the State Seal, keeps original copies of all enacted laws and administers the State Archives and State Library.</p>
</bioghist>

<descgrp type="descriptive">
<head>Collection information</head>
<accessrestrict encodinganalog="506"><p>No special restrictions unless otherwise specified.</p></accessrestrict>
<userestrict encodinganalog="540"><p>Copyright is in the public domain unless otherwise specified.  We reserve the right to restrict reproduction of materials due to preservation concerns.</p></userestrict>
<prefercite encodinganalog="524">
<p>Office of the Secretary of State Katherine S. Connell records, 1997-112, Rhode Island State Archives.</p>
</prefercite>
<scopecontent encodinganalog="520">
<p>Primarily records of the Communications Office and the Legal Counsel, series include Correspondence Out, Routing Logs and Speeches.  Consists of general correspondence and includes an index that indicates recipients, date and subject, all arranged chronologically.  Per RIGL § 42-8-7. "The secretary of state shall keep a copy of every official letter sent by him or her, and shall preserve all public letter received by him or her."  Accession 2001-97 also includes schedules of the Secretary, appointment books and invitations.</p>
<p>Legal Counsel records include case files for cases filed in civil court against the State of Rhode Island (plaintiff v. Defendant - Kathleen S. Connell, in her Official Capacity as Secretary of State of Rhode Island).  The bulk of these cases are reinstatements for corporate charters (See RIGL § 7-1.8-88, 7-1.8-88.1, 7-1.1-89). Other records are subject files maintained by the Administrative Office and include brochures, correspondence and clippings.</p>
</scopecontent>
<arrangement encodinganalog="351">
<p>The Office of the Secretary of State Katherine S. Connell records are arranged into the following series: 
<list>
<item>Series 1.  Communications Office</item>
<item>Series 2.  Legal Counsel</item>
<item>Series 3.  Administrative Office</item>
</list></p>
</arrangement>

</descgrp>

<descgrp type="administrative">
<head>Administrative information</head>

<acqinfo encodinganalog="541"><p>Records were transferred to the State Archives in 1997.  An additional accrual to these records was received on December 4, 2001.</p>
</acqinfo>

<accruals encodinganalog="584"><p>2001-97</p></accruals>

</descgrp>

<descgrp type="cataloging">
<controlaccess>
<head>Names</head>
<corpname encodinganalog="610" normal="Rhode Island. Dept. of State" source="lcnaf">Rhode Island. Dept. of State</corpname>
<corpname encodinganalog="610" normal="Rhode Island. Office of Public Information" source="lcnaf">Rhode Island. Office of Public Information</corpname>
<corpname encodinganalog="610" normal="Rhode Island State Archives" source="lcnaf">Rhode Island State Archives</corpname>
</controlaccess>

<controlaccess>
<head>Subjects</head>
<subject encodinganalog="650" normal="Actions and defenses|xRhode Island." source="lcsh">Actions and defenses--Rhode Island.</subject>
<subject encodinganalog="650" normal="Women government executives" source="lcsh">Women government executives</subject>
<subject encodinganalog="650" normal="Administrative procedures." source="lcsh">Administrative procedures.</subject>
<subject encodinganalog="650" normal="Elections." source="lcsh">Elections.</subject>
<subject encodinganalog="650" normal="Public administration." source="lcsh">Public administration.</subject>
<subject encodinganalog="650" normal="Government attorneys" source="lcsh">Government attorneys</subject>
<p/>
</controlaccess>

<controlaccess>
<head>RIAMCO Browsing Terms</head>
<subject altrender="nodisplay" source="riamco" encodinganalog="690">Government, Politics and Law</subject>
<subject altrender="nodisplay" source="riamco" encodinganalog="690">Rhode Island/Local Interest</subject>
</controlaccess>


<controlaccess>
<head>Types of materials</head>
<genreform encodinganalog="655" source="aat" normal="correspondence">correspondence</genreform>
<genreform encodinganalog="655" source="aat" normal="speeches">speeches</genreform>
<genreform encodinganalog="655" source="aat" normal="case files">case files</genreform>
<genreform encodinganalog="655" source="aat" normal="subject authority files">subject authority files</genreform>
<genreform encodinganalog="655" source="aat" normal="invitations">invitations</genreform>
<genreform encodinganalog="655" source="aat" normal="schedules (time plans)">schedules (time plans)</genreform>
<genreform encodinganalog="655" source="aat" normal="appointment books">appointment books</genreform>
<p/>
</controlaccess>

</descgrp>

<descgrp type="additional">
<head>Additional information</head>
<p/>
</descgrp>

<dsc type="combined">

<c id="c1" level="series">
<did>
<unitid type="series">Series 1</unitid>
<unittitle>Communications Office</unittitle>
<unitdate normal="1987/1992">1987-1992</unitdate>

</did>

<c id="c2" level="subseries">
<did>
<unitid type="series">Subseries 1</unitid>
<unittitle>Correspondence Routing Log</unittitle><unitdate normal="1989/1992">1989-1992</unitdate>
</did>
<scopecontent><p>Log indicating who handled correspondence.  Includes date, name of sender, subject of correspondence, initials indicating to which person letter was forwarded.  Indicates mail received by the SOS/Communications office.  In September of 1990, the format of the log was changed from handwritten to computer generated.</p></scopecontent>
</c>

<c id="c3" level="subseries">
<did>
<unitid type="series">Subseries 2</unitid>
<unittitle>Correspondence Out</unittitle><unitdate normal="1988/1992">1988-1992</unitdate>
</did>
<scopecontent><p>Copies of correspondence signed by the Secretary of State - includes index listing of all correspondence by date.   Includes name of recipient and subject of correspondence.  Primarily have a congratulatory or condolent nature.</p></scopecontent>
</c>

<c id="c4" level="subseries">
<did>
<unitid type="series">Subseries 3</unitid>
<unittitle>Correspondence Out (with attachments)</unittitle><unitdate normal="1991">1991</unitdate>
</did>
<scopecontent><p>Includes attachments such as letters received and invitations.</p></scopecontent>
</c>

<c id="c5" level="subseries">
<did>
<unitid type="series">Subseries 4</unitid>
<unittitle>Communication [Re:  Specific events]</unittitle><unitdate normal="1990/1991">1990-1991</unitdate>
</did>
<scopecontent><p>Primarily regarding communications with Women Executives in State Government (WESG) and inter-office memorandum concerning the Bill of Rights Tour and the HMS Rose Papers (1991) and Channel 36 rebroadcast of the PBS Civil War series.  Also includes hard copies of electronic mail (1991).</p></scopecontent>
</c>

<c id="c6" level="subseries">
<did>
<unitid type="series">Subseries 5</unitid>
<unittitle>Certified Mail (copies of letters sent)</unittitle><unitdate normal="1988">1988</unitdate>
</did>
<scopecontent><p>Copies of letters sent out with attached USPO receipt for certified mail.  Contains only one letter.</p></scopecontent>
</c>

<c id="c7" level="subseries">
<did>
<unitid type="series">Subseries 6</unitid>
<container type="box" label="Box">1-2</container>
<unittitle>Speeches</unittitle><unitdate normal="1987/1992">1987-1992</unitdate>
</did>
<scopecontent><p>Transcripts of speeches given by the Secretary of State for various occasions and public appearances.</p></scopecontent>
</c>
</c>


<c id="c8" level="series">
<did>
<unitid type="series">Series 2</unitid>
<unittitle>Legal Counsel</unittitle>
<unitdate normal="1987/1992">1987-1992</unitdate>

</did>

<c id="c9" level="subseries">
<did>
<unitid type="series">Subseries 1</unitid>
<container type="box" label="Box">3, 4, 10</container>
<unittitle>Case Files</unittitle><unitdate normal="1987/1992">1987-1992</unitdate>
</did>
<scopecontent><p>Primarily corporate reinstatement files containing the following records: Superior Form 1 (Prov.) 1-66 - Summons for civil action, Acceptance of Service - accepted by legal counsel on behalf of SOS, Complaint for Reinstatement of Corporate Charter, Annual Report(s) - Form 31 of the SOS20.Corporations Division, Correspondence between legal counsel of the SOS and legal representative of the petitioner, Amended Order and Judgment, Civil Case Cover Sheet (Superior Court, Form 9), Statement of Change of Registered Office and/or Registered Agent (Form 9), Exhibits.  Other case files include actions and legal opinions relative to activities within the divisions of the Office of the Secretary of State (e.g. Elections, Corporations, Notaries) -no arrangement Legal Counsel:  Gerard LaLiberte (1987-1988), Spenser Viner (1989-1992).</p></scopecontent>
</c>

<c id="c10" level="subseries">
<did>
<unitid type="series">Subseries 2</unitid>
<container type="box" label="Box">5, 10</container>
<unittitle>Subject Files</unittitle><unitdate normal="1988/1992">1988-1992</unitdate>
</did>
<scopecontent><p>Correspondence and reference files with no arrangement.  Primarily topics relative to activities within divisions of the Office of the Secretary of State (e.g. Archives relocation, decisions from the Board of Elections) and activities relative to the functions of the Office of the Secretary.  These records include files concerning court actions that could be part of the case file series.</p></scopecontent>
</c>
</c>


<c id="c11" level="series">
<did>
<unitid type="series">Series 3</unitid>
<unittitle>Administrative Office</unittitle>
<unitdate normal="1987/1992">1987-1992</unitdate>
</did>

<c id="c12" level="subseries">
<did>
<unitid type="series">Subseries 1</unitid>
<container type="box" label="Box">6-10</container>
<unittitle>Subject Files (1 of 2)</unittitle><unitdate normal="1987/1992">1987-1992</unitdate>
</did>
<scopecontent><p>Primarily reference files and correspondence subject files maintained in the administrative arm of the Office of the Secretary of State and Deputy Secretary of State/Chief of Staff Patricia Soares.  Arranged alphabetically by subject, these files contain informational brochures, correspondence, and documents relating to subjects reflected in the mandate of the office (Record Center, Voter Education Packets, Proposals for computer systems, Administrative Procedures Act.) as well as reflecting the political interests and involvements of the Secretary of State with current issues and concerns. Also includes speech texts and clippings.   There is overlap of dates of the files as well as the alphabetical sequences.  Files primarily maintained by Barbara Peters.</p></scopecontent>
</c>

<c id="c13" level="subseries">
<did>
<unitid type="series">Subseries 2</unitid>
<container type="box" label="Box">15-16</container>
<unittitle>Subject Files (2 of 2)</unittitle><unitdate normal="1887/1988">1987-1988</unitdate>
</did>
<scopecontent><p>These are primarily correspondence files of the Secretary arranged alphabetically by subject (A-N, 1988 and P-V, 1987-1988) and may be part of the subseries above (See Box 6)</p></scopecontent>
</c>

<c id="c14" level="subseries">
<did>
<unitid type="series">Subseries 3</unitid>
<container type="box" label="Box">12-14</container>
<unittitle>Invitations</unittitle><unitdate normal="1991/1992">1991-1992</unitdate>
</did>
<scopecontent><p>Invitations to Secretary Connell - with attachments.  May include responses, correspondence, schedules, function data sheets, event advance sheet and phone requests, copies of correspondence received logs and copies of speeches and checks.  Some invitations are copies.</p></scopecontent>
</c>

<c id="c15" level="subseries">
<did>
<unitid type="series">Subseries 4</unitid>
<container type="box" label="Box">11</container>
<unittitle>Schedules</unittitle><unitdate normal="1990/1992">1990-1992</unitdate>
</did>
<scopecontent><p>Daily itineraries of Secretary Connell.</p></scopecontent>
</c>

<c id="c16" level="subseries">
<did>
<unitid type="series">Subseries 5</unitid>
<unittitle>Appointment Books</unittitle><unitdate normal="1989/1991">1989-1991</unitdate>
</did>
<scopecontent><p>Annual appointment books of Secretary Connell.</p></scopecontent>
</c>
</c>

</dsc>
</archdesc>

</ead>